Business Models for Financial Advisors

We Are Committed to Helping You Find the Ideal Position

Our client firms offer our experienced financial advisor candidates unprecedented business model choices.

Author's image
  • Financial AdvisorWe are committed to helping you find the right-fit firm, no matter which business model you work within.

    We can connect you with a wide range of independently owned firms across the country committed to helping advisors and clients succeed financially.

    The personalities of firms may differ, but they are all dedicated to providing you with access to resources you need to grow your business.

    Send us your resume today.

Let us help you evaluate options in the following business models:

  • Traditional Full Service Retail Branch OfficeTraditional Bank Financial Advisor

    • Wire House brokerage firms
    • Regional brokerage firms
    • Boutique wealth management firms

    As a Traditional Financial Advisor your expenses will be fully covered; you will be paid as a W2 employee. Payouts on fees and commissions range from 30 to 55%.

    Feel at home meeting your clients’ needs in a traditional branch setting. Enjoy the resources, products and support you deserve to help your clients succeed financially and to help you grow your business.

    The Traditional Full Service model offers the most aggressive transition package of all the other models. These packages are a combination of upfront and back end bonuses.

    Some transition packages can be as high as 300% of your trailing 12 months production.

    APPLY NOW
  • Financial Advisor CareerBank Brokerage Platform

    • Bank Branch Stores
    • Private Banking Hubs

    A financial advisor in the bank based model is paid as a W2 employee.

    Your expenses will be fully covered; payouts on fees and commissions range from 25 to 50% depending on the level of revenue you are generating.

    Partner with the bank to grow your business, and access local specialists to meet your clients’ needs.

    The unique team-based environment of both the bank store and the wealth team allows you to deepen your client relationships and grow your business by giving you access to clients introduced to you by the bank.

    Transition packages for bank model advisors are usually a combination of upfront and back end bonuses; some packages can be in excess of 200% of your trailing 12 months production.

    APPLY NOW
  • Independent ContractorIndependent Contractor

    • Independent Broker Dealers
    • Fee only RIA firms
    • Hybrid solutions
    • RIA Aggregators
    • Plug n play opportunities

    You make the decisions. You shoulder the responsibility. You reap the rewards.

    Most independent financial advisors are paid as 1099 independent contractors; as an independent financial advisor you will be responsible of all for your expenses.

    Payouts on fees and commissions range from 80 to 100% of your generated revenue.

    Enjoy the freedom, flexibility and control of owning your own independent practice.

    Transition packages for independent model advisors can vary and usually are a combination of upfront and back end bonuses.

    Transition packages for independent model advisors can be as large as 75% of your trailing 12 months production.

    APPLY NOW

Our financial advisor recruiters have a complete and thorough understanding of these specific channels and the transition compensation packages available within these channels.

  • We can find a client firm fit for every financial advisor to grow and thrive.
  • We present to you the many options to choose from.
  • We are financial advisor transition specialists, having helped 1000’s of financial advisors transition their practice over the last 15 years
  • We are committed to helping you find the ideal business model for your financial advisory practice.